-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AfvQGpyJ69CCrKq/eexeTid9e6bcTUabUd2Ftm/CNnNrcchKIG6f7SvWhfuggRFI 15WQ9E1Nak3PiRf1VskUbA== 0001078295-02-000005.txt : 20020414 0001078295-02-000005.hdr.sgml : 20020414 ACCESSION NUMBER: 0001078295-02-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARIMBA INC CENTRAL INDEX KEY: 0001078295 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770422318 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58257 FILM NUMBER: 02542945 BUSINESS ADDRESS: STREET 1: 440 CLYDE AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509305282 MAIL ADDRESS: STREET 1: 440 CLYDE AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAIO SAMI CENTRAL INDEX KEY: 0001105574 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O MARIMBA INC STREET 2: 440 CLYDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509305282 MAIL ADDRESS: STREET 1: C/O MARIMBA INC STREET 2: 440 CLYDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 SC 13G/A 1 filing13gashaio.txt AMENDMENT 13G(A) FOR SAMI SHAIO SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c)AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2) Marimba, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 56781Q - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) (Continued on following pages) - ---------------- ----- ----------------- CUSIP NO. 56781Q 13G/A Page 1 of 4 Pages - ---------------- ----- ----------------- - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSON PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Sami Shaio - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Citizen of Columbia - -------------------------------------------------------------------------------- (5) SOLE VOTING POWER 2,009,200 NUMBER OF ---------------------------------------- SHARES (6) SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ---------------------------------------- EACH (7) SOLE DISPOSITIVE POWER REPORTING 2,009,200 PERSON WITH ---------------------------------------- (8) SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,009,200 - -------------------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------------- ----- ----------------- CUSIP NO. 56781Q 13G/A Page 2 of 4 Pages - ---------------- ----- ----------------- ITEM 1. (a) NAME OF ISSUER: Marimba, Inc. (the "Company") (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 440 Clyde Avenue, Mountain View, CA 94043 ITEM 2. Set forth below is the following information with respect to each of the persons filing this Schedule 13G (together, the "Filing Persons"): (a) name; (b) address of principal offices (if entity) or residence or business address (if individual); (c) citizenship (if individual) or jurisdiction of organization (if entity); (d) title of class of securities and (e) CUSIP number. (a) Sami Shaio (b) 440 Clyde Avenue, Mountain View, CA 94043 (c) Citizen of Columbia (d) Common Stock (e) 56781Q ITEM 3. Not Applicable ITEM 4. (a), (b) and (c) This Schedule 13G shall not be construed as an admission that any Filing Person is, either for purposes of Section 13(d) or 13(g) of the Act or for other purposes, the beneficial owner of any Common Stock disclosed in this Schedule 13G. The aggregate number and percentage of the class of securities identified pursuant to Item 1 of this Schedule 13G that, pursuant to Rule 13d-3, may be deemed to be beneficially owned by each Filing Person are as follows:
Filing Person Common Stock Beneficially Owned % of Class (1) Voting Power Dispositive Power ------------- --------------------------------- ------------- ------------ ----------------- Sami Shaio 2,009,200 8.3 2,009,200 2,009,200
(1) Based on 24,141,442 outstanding shares as of December 31, 2001. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. - ---------------- ----- ----------------- CUSIP NO. 56781Q 13G/A Page 3 of 4 Pages - ---------------- ----- ----------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. ITEM 10. CERTIFICATION Not Applicable. - ---------------- ----- ----------------- CUSIP NO. 56781Q 13G/A Page 4 of 4 Pages - ---------------- ----- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 2002 SAMI SHAIO By: /s/ Sami Shaio -------------- -----END PRIVACY-ENHANCED MESSAGE-----